⚖️ Investment Adviser Compliance

Code of ethics, personal trading pre-clearance, conflict of interest register — Rule 204A-1

Annual certifications and holding report status — Rule 204A-1
NameTitleAnnual CertHoldings ReportPre-clearance
Personal Trading Pre-Clearance
AI reviews each request for portfolio conflicts — Rule 204A-1
No pre-clearance requests — click "+ New Request" to submit one
Conflict of Interest Register
Track and manage all disclosed conflicts — Form ADV Part 2A disclosure requirement
No conflicts disclosed
Investment Adviser Regulatory Calendar
Key compliance deadlines for the management company
📈 GIPS Compliance
CFA Institute Global Investment Performance Standards
CFA Institute
Composite Management
CompositeCreation DateTrack RecordGIPS Status
Global Equity CompositeJan 20206 yearsCompliant
Fixed Income CoreMar 20215 yearsCompliant
Emerging MarketsJun 20233 yearsIn Progress
GIPS Verification Status
Last Verification
Dec 2025
Verifier
KPMG LLP
Type
Performance Examination
Next Due
Dec 2026
AI GIPS Review
Upload GIPS-Compliant Presentation
AI checks for required disclosures and calculation errors
GIPS Annual Requirements Checklist