Alert Detail
BSA / AML Compliance
Fund AML Monitoring
Acme Fund Management — Transaction screening, alert management & SAR workflow — October 2024
48,230
Transactions Screened
+6.2% vs Sep
127
Alerts Generated
+14 from last month
3
SARs Filed
Oct 2024 YTD
12%
False Positive Rate
-3% vs Sep
AML Alert Queue
127 alerts — October 2024 · Click row to review
Transaction ID Amount Alert Type Risk Score Status Date Actions
Screening Results
Latest batch — Oct 31, 2024
OFAC SDN — 2 Hits
Counterparty match: Petrov Trading LLC (98% confidence). Requires immediate escalation.
PEP Matches — 5 Found
Senior government officials identified across 3 transactions. Enhanced CDD required.
Adverse Media — 8 Flagged
Negative news coverage on Blackwood Capital Partners and 2 related entities.
UN Consolidated — Clear
No matches found across all screened counterparties.
EU & UK HMT — Clear
0 matches on EU Consolidated and UK HMT lists.
BSA/AML Filing Deadlines
Upcoming compliance calendar
CTR Filing — Currency Transaction Reports
Due: Nov 15, 2024 — 12 pending reports
SAR Filing Deadline — 3 open SARs
Due: Nov 30, 2024 — 30-day window closing
FinCEN 314(a) Response Window
Due: Nov 8, 2024 — 5 information requests
Annual AML Program Review
Due: Dec 31, 2024 — Board approval required
Staff AML Training Certification
Due: Dec 15, 2024 — 22 of 30 staff complete
Alert Volume by Type
Last 30 days — October 2024
False Positive Trend
Monthly rate (%) — Jan–Oct 2024
Alerts by Risk Score
October 2024 distribution
SAR Workflow Tracker
3 active SARs — BSA FinCEN filing
Alert Disposition Summary
October 2024 — 127 total alerts
Total Alerts Generated127
Cleared — No Action Required89
Under Active Review22
Escalated to Compliance Officer10
SAR Filed with FinCEN3
False Positives Identified15
Avg. Alert Resolution Time3.2 days
OFAC Screening Pass Rate99.996%
Transactions w/ PEP Exposure247
Model Threshold (Risk Score)≥ 65