🏦 Management Company Internal Audit

Management Company Internal Audit

Internal audit of the fund management company — fee calculations, carry waterfall, expense allocation, valuations and trade allocation

📋 FY2026 Audit Plan
Annual internal audit plan for the management company
Audit Area Timing Status Auditor Hours Budget Hours Actual
Management Fee Calculation Q1 2026 In Progress S. Khan 24 12
Carried Interest Waterfall Q1 2026 In Progress A. Patel 32 8
Expense Allocation Q2 2026 Planned TBD 16 0
Portfolio Company Valuations Q2 2026 Planned TBD 40 0
Trade Allocation & Order Mgmt N/A N/A — PE Fund — 0 0
Overall Plan Completion 40%
2 of 4 applicable areas in progress — 0 completed

💰 Expense Misallocation Detection

Upload fund expense reports — AI identifies misallocated expenses that could trigger SEC enforcement
SEC Priority
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Drop expense report here or click to upload
CSV or Excel expense reports accepted · AI analyses for SEC Investment Advisers Act violations
🔍 AI Expense Analysis — SEC Enforcement Risk